![]() “As part of our ongoing enhancements to our operations, I’m today pleased to announce a new specialist Listing Compliance function to help provide oversight and support to the Listing Division at HKEX. She was most recently director at PricewaterhouseCoopers, Hong Kong, providing advisory and consulting services in risk and regulations. A certified accountant in Hong Kong and Australia, Ms Lok has over 20 years of experience in compliance, risk management, and business operations management at several international banks and consulting firms. Karen Lok has been appointed Senior Vice President, Head of Listing Compliance. She has extensive experience advising on corporate and capital market matters, and I am certain she will bring invaluable expertise to the further development of the IPO Vetting team and the Listing Division more broadly,” said HKEX Head of Listing, Bonnie Y Chan. ![]() ![]() “I am very delighted to welcome Janice to HKEX. She is a qualified solicitor in Hong Kong, as well as in England and Wales. Ms Wu is currently Deputy General Counsel for TPG Asia and General Counsel for TPG’s infrastructure investing effort, both part of global investment firm TPG. Ms Wu has over 17 years of experience as a senior legal practitioner including as in-house general counsel and in private practice. Together with Stephanie Lau, Ms Wu will have oversight of all HKEX issuer listing applications. Janice Wu has been appointed Managing Director, Co-Head of IPO Vetting. Hong Kong Exchanges and Clearing Limited (HKEX) is today (Thursday) pleased to announce two senior appointments to its Listing Division. Karen Lok appointed Head of Listing Compliance. ![]()
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May 2023
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